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Okaloosa County BOCC — May 17, 2013 — reading text
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DEBARMENT, SUSPENSION, INELIGIBILITY AND
VOLUNTARY EXCLUSION
LOWER TIER COVERED TRANSACTIONS
This certification is required by the regulations implementing Executive Order 12549,
Debarment and Suspension, 49 CFG Part 29, Participants' Responsibilities.
(BEFORE COMPLETING CERTIFICATION, READ
INSTRUCTIONS ABOVE)
(1) The prospective lower tier participant certifies, by submission of this proposal, that neither
it nor its principals are presently debarred, suspended, proposed for debarment,
declared ineligible or voluntarily excluded from participation in this transaction by any
Federal department or agency.
(2) Where the prospective lower tier participant is unable to certify to any of the statements in
this certification, such prospective participant shall attach an explanation to this proposal.
Name and Title of Authorized Representative
Signature Date
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5.13.b
FTA PROVISIONS, CERTIFICATIONS, REPORTS, FORMS AND OTHERS
Attachment: Procurement Manual PROPOSED Transit Language 4-22-13 [Revision 1] (1655 : FTA Requirements Appendix added to Purchasing
PROGRAM FRAUD AND FALSE OR FRAUDULENT
STATEMENTS OR RELATED ACTS
1. The Contractor acknowledges that the provisions of the Program Fraud Civil Remedies
Act of 1986, as amended, 31 U.S.C. §§ 3801 et seq and U.S. DOT regulations, "Program
Fraud Civil Remedies," 49 CFR Part 31, apply to its actions pertaining to this project.
Upon execution of the underlying contract, the Contractor certifies or affirms the
truthfulness and accuracy of any statement it has made, it makes, it may make or causes to
be made, pertaining to the underlying contract or the FTA assisted project for which this
contract work is being performed. In addition to other penalties that may be applicable,
the Contractor further acknowledges that if it makes, or causes to be made, a false,
fictitious or fraudulent claim, statement, submission or certification, the Federal
government reserves the right to impose the penalties of the Program Fraud Civil
Remedies Act of 1986 on the Contractor to the extent the Federal government deems
appropriate.
2. The Contractor also acknowledges that if it makes, or causes to be made, a false, fictitious
or fraudulent claim, statement, submission or certification to the Federal government
under a contract connected with a project that is financed in whole or in part with Federal
assistance originally awarded by FTA under the authority of 49 U.S.C. §5307, the
government reserves the right to impose the penalties of 18 U.S.C. § 1001 and 49 U.S.C.
§ 5307(n)(1) on the Contractor, to the extent the Federal government deems appropriate.
Additional Federally Required and Other Model Contract Clauses
FLY AMERICA REQUIREMENTS
49 U.S.C. § 40118
41 CFR Part 301-10
Applicability to Contracts
The Fly America requirements apply to the transportation of persons or property, by air, between a place in the U.S.
and a place outside the U.S., or between places outside the U.S., when the FTA will participate in the costs of such air
transportation. Transportation on a foreign air carrier is permissible when provided by a foreign air carrier under a
code share agreement when the ticket identifies the U.S. air carrier’s designator code and flight number.
Transportation by a foreign air carrier is also permissible if there is a bilateral or multilateral air transportation
agreement to which the U.S. Government and a foreign government are parties and which the Federal DOT has
determined meets the requirements of the Fly America Act.
Flow Down Requirements
The Fly America requirements flow down from FTA recipients and subrecipients to first tier contractors, who are
responsible for ensuring that lower tier contractors and subcontractors are in compliance.
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5.13.b
FTA PROVISIONS, CERTIFICATIONS, REPORTS, FORMS AND OTHERS
Attachment: Procurement Manual PROPOSED Transit Language 4-22-13 [Revision 1] (1655 : FTA Requirements Appendix added to Purchasing
Model Clause/Language
The relevant statutes and regulations do not mandate any specified clause or language. FTA proposes the following
language.
Fly America Requirements
The Contractor agrees to comply with 49 U.S.C. 40118 (the “Fly America” Act) in accordance with the General
Services Administration’s regulations at 41 CFR Part 301-10, which provide that recipients and subrecipients of
Federal funds and their contractors are required to use U.S. Flag air carriers for U.S Government-financed international
air travel and transportation of their personal effects or property, to the extent such service is available, unless travel by
foreign air carrier is a matter of necessity, as defined by the Fly America Act. The Contractor shall submit, if a foreign
air carrier was used, an appropriate certification or memorandum adequately explaining why service by a U.S. flag air
carrier was not available or why it was necessary to use a foreign air carrier and shall, in any event, provide a
certificate of compliance with the Fly America requirements. The Contractor agrees to include the requirements of this
section in all subcontracts that may involve international air transportation.
CHARTER BUS REQUIREMENTS
49 U.S.C. 5323(d)
49 CFR Part 604
Applicability to Contracts
The Charter Bus requirements apply to the following type of contract: Operational Service Contracts.
Flow Down Requirements
The Charter Bus requirements flow down from FTA recipients and subrecipients to first tier service contractors.
Model Clause/Language
The relevant statutes and regulations do not mandate any specific clause or language. The following clause has been
developed by FTA.
Charter Service Operations - The contractor agrees to comply with 49 U.S.C. 5323(d) and 49 CFR Part 604, which
provides that recipients and subrecipients of FTA assistance are prohibited from providing charter service using
federally funded equipment or facilities if there is at least one private charter operator willing and able to provide the
service, except under one of the exceptions at 49 CFR 604.9. Any charter service provided under one of the exceptions
must be "incidental," i.e., it must not interfere with or detract from the provision of mass transportation.
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5.13.b
APPENDIX A
FTA PROVISIONS, CERTIFICATIONS, REPORTS, FORMS AND OTHERS
Attachment: Procurement Manual PROPOSED Transit Language 4-22-13 [Revision 1] (1655 : FTA Requirements Appendix added to Purchasing
SCHOOL BUS REQUIREMENTS
49 U.S.C. 5323(F)
49 CFR Part 605
Applicability to Contracts
The School Bus requirements apply to the following type of contract: Operational Service Contracts.
Flow Down Requirements
The School Bus requirements flow down from FTA recipients and subrecipients to first tier service contractors.
Model Clause/Language
The relevant statutes and regulations do not mandate any specific clause or language. The following clause has been
developed by FTA.
School Bus Operations - Pursuant to 69 U.S.C. 5323(f) and 49 CFR Part 605, recipients and subrecipients of FTA
assistance may not engage in school bus operations exclusively for the transportation of students and school personnel
in competition with private school bus operators unless qualified under specified exemptions. When operating
exclusive school bus service under an allowable exemption, recipients and subrecipients may not use federally funded
equipment, vehicles, or facilities.
CARGO PREFERENCE REQUIREMENTS
46 U.S.C. 1241
46 CFR Part 381
Applicability to Contracts
The Cargo Preference requirements apply to all contracts involving equipment, materials, or commodities which may
be transported by ocean vessels.
Flow Down
The Cargo Preference requirements apply to all subcontracts when the subcontract may be involved with the transport
of equipment, material, or commodities by ocean vessel.
Model Clause/Language
The MARAD regulations at 46 CFR 381.7 contain suggested contract clauses. The following language is proffered by
FTA.
Cargo Preference - Use of United States-Flag Vessels - The contractor agrees: a. to use privately owned United
States-Flag commercial vessels to ship at least 50 percent of the gross tonnage (computed separately for dry bulk
carriers, dry cargo liners, and tankers) involved, whenever shipping any equipment, material, or commodities pursuant
to the underlying contract to the extent such vessels are available at fair and reasonable rates for United States-Flag
commercial vessels; b. to furnish within 20 working days following the date of loading for shipments originating
within the United States or within 30 working days following the date of leading for shipments originating outside the
United States, a legible copy of a rated, "on-board" commercial ocean bill-of -lading in English for each shipment of
cargo described in the preceding paragraph to the Division of National Cargo, Office of Market Development,
Maritime Administration, Washington, DC 20590 and to the FTA recipient (through the contractor in the case of a
subcontractor's bill-of-lading.) c. to include these requirements in all subcontracts issued pursuant to this contract when
the subcontract may involve the transport of equipment, material, or commodities by ocean vessel.
SEISMIC SAFETY REQUIREMENTS
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