READ ALONGSIDE THE SOURCE
Okaloosa County BOCC — February 18, 2014 — 2014 Certs and Assurances — reading text
Part 5 of 16. These parts divide the reading text for browsing; they are not the source document's page numbers.
Machine-extracted text — 113-2014 Certs and Assurances.pdf
Machine-extracted OCR text · Review label: Machine produced / unreviewed
Compare this copy with the preserved source. Review labels describe the recorded status of this file; they do not guarantee that the text is error-free. Spacing and line breaks are retained, with long lines wrapped to fit the screen.
as permitted under:
(1) Federal transit laws, specifically 49 U.S.C. 5323(d) and (g),
(2) FTA regulations, “Charter Service,” 49 CFR part 604, to the extent consistent
with 49 U.S.C. 5323(d) and (g),
(3) Any other Federal Charter Service regulations, or
(4) Federal guidance, except as FTA determines otherwise in writing,
e. You and your Applicant agree that the latest Charter Service Agreement it has
selected in its latest annual Certifications and Assurances is incorporated by
reference in and made part of the underlying Agreement accompanying an award
of FTA funding, and
f. You and your Applicant agree that:
(1) FTA may require corrective measures or impose remedies on it or any
governmental authority or publicly owned operator that receives FTA
funding appropriated or made available for its Project that has engaged in a
pattern of violations of FTA’s Charter Service regulations by:
(a) Conducting charter operations prohibited by Federal transit laws and
FTA’s Charter Service regulations, or
(b) Otherwise violating its Charter Service Agreement it has elected in its
FTA FISCAL YEAR 2014 CERTIFICATIONS AND ASSURANCES
latest annual Certifications and Assurances, and
(2) These corrective measures and remedies may include:
(a) Barring it or any Third Party Participant operating public transportation
under the Project that has provided prohibited charter service from
receiving FTA funds,
(b) Withholding an amount of Federal funds as provided by Appendix D to
FTA’s Charter Service regulations, or
(c) Any other appropriate remedy that may apply, and
2. In addition to the exceptions to the charter service restrictions in FTA’s Charter
Service Regulations, FTA has established the following additional exceptions to those
restrictions:
a. FTA’s Charter Service restrictions do not apply to your Applicant if it seeks
funding appropriated or made available for 49 U.S.C. 5307 and 5311, to be used
for Job Access and Reverse Commute (JARC) activities that would have been
eligible for assistance under repealed 49 U.S.C. 5316 in effect in FY 2012 or a
previous fiscal year, provided that it uses that FTA funding for those program
purposes only,
b. FTA’s Charter Service restrictions do not apply to your Applicant if it seeks
funding appropriated or made available for 49 U.S.C. 5310, to be used for New
Freedom activities that would have been eligible for assistance under repealed
49 U.S.C. 5317 in effect in FY 2012 or a previous fiscal year, provided it uses that
FTA funding for those program purposes only, and
c. An Applicant for assistance under 49 U.S.C. chapter 53 will not be determined to
have violated the FTA Charter Service regulations if that Recipient provides a
private intercity or charter transportation operator reasonable access to that
Recipient’s federally funded public transportation facilities, including intermodal
facilities, park and ride lots, and bus-only highway lanes, as provided in 49 U.S.C.
5323(r).
4.C. School Bus Agreement.
If your Applicant seeks FTA funding to acquire or operate transit facilities or equipment,
the School Bus Agreement in Group 04.C applies to your Applicant, except as FTA
determines otherwise in writing.
To comply with 49 U.S.C. 5323(f) and (g) and FTA regulations, “School Bus
Operations,” 49 CFR part 605, to the extent consistent with 49 U.S.C. 5323(f) and (g), on
behalf of your Applicant, you are entering into the following School Bus Agreement:
1. FTA’s “School Bus Operations” regulations restrict school bus operations using
facilities and equipment acquired with Federal funding derived from:
a. Federal transit laws, 49 U.S.C. chapter 53,
b. 23 U.S.C. 133 or 142, or
c. Any other Act that provides Federal public transportation assistance, unless
otherwise excepted,
2. FTA’s school bus operations restrictions extend to:
FTA FISCAL YEAR 2014 CERTIFICATIONS AND ASSURANCES
a. Your Applicant, when it becomes a Recipient of Federal funding appropriated or
made available for:
(1) Federal transit laws, 49 U.S.C. chapter 53,
(2) 23 U.S.C. 133 or 142, or
(3) Any other Act that provides Federal public transportation assistance, unless
otherwise excepted, and
b. Any Third Party Participant that receives Federal funding derived from:
(1) Federal transit laws, 49 U.S.C. chapter 53,
(2) 23 U.S.C. 133 or 142, or
(3) Any other Act that provides Federal public transportation assistance, unless
otherwise excepted,
3. A Third Party Participant includes any:
a. Subrecipient at any tier,
b. Lessee,
c. Third Party Contractor or Subcontractor at any tier, and
d. Other Third Party Participant in the Project,
4. You and your Applicant agree, and will obtain the agreement of any Third Party
Participant involved in your Applicant’s Project, that it will not engage in school bus
operations in competition with private operators of school buses, except as permitted
under:
a. Federal transit laws, specifically 49 U.S.C. 5323(f) and (g),
b. FTA regulations, “School Bus Operations,” 49 CFR part 605, to the extent
consistent with 49 U.S.C. 5323(f) and (g),
c. Any other Federal School Bus regulations, or
d. Federal guidance, except as FTA determines otherwise in writing,
5. You and your Applicant agree that the latest School Bus Agreement you have
selected on its behalf in FTA’s latest annual Certifications and Assurances is
incorporated by reference in and made part of the underlying Agreement
accompanying an award of FTA funding, and
6. You and your Applicant agree that after it is a Recipient, if it or any Third Party
Participant has violated this School Bus Agreement, FTA may:
a. Bar your Applicant or Third Party Participant from receiving further Federal
transit funds, or
b. Require the Applicant or Third Party Participant to take such remedial measures
as FTA considers appropriate.
GROUP 05. ROLLING STOCK REVIEWS AND BUS TESTING.
Before FTA may provide funding for a Project to acquire rolling stock for use in revenue
service or to acquire a new bus model, in addition to other Certifications and Assurances
you must select on your Applicant’s behalf, you must also select the Rolling Stock
Reviews and Bus Testing Certifications in Group 05, except as FTA determines otherwise
in writing.
Your Applicant is ultimately responsible for compliance with the Certifications and
FTA FISCAL YEAR 2014 CERTIFICATIONS AND ASSURANCES
Assurances selected on its behalf that apply to its Project, itself, any Subrecipient, or
other Third Party Participant in its Project, except as FTA determines otherwise in
writing. For this reason, we strongly encourage your Applicant to take appropriate
measures, including, but not limited to, obtaining sufficient documentation from each
Subrecipient and other Third Party Participants to assure the validity of the applicable
Certifications and Assurances selected on behalf of your Applicant.
Any provision of the Certifications in Group 05 that does not apply will not be enforced.
5.A. Rolling Stock Reviews.
If your Applicant seeks FTA funding to acquire rolling stock for use in revenue service,
the Certifications in Group 05.A apply to your Applicant, except as FTA determines
otherwise in writing.
On behalf of your Applicant, you certify that when procuring rolling stock for use in
revenue service:
1. It will comply with:
a. Federal transit laws, specifically 49 U.S.C. 5323(m), and
b. FTA regulations, “Pre-Award and Post-Delivery Audits of Rolling Stock
Purchases,” 49 CFR part 663, and
2. As provided in 49 CFR 663.7:
a. It will conduct or cause to be conducted the required pre-award and post-delivery
reviews, and
b. It will maintain on file the Certifications required by 49 CFR part 663, subparts B,
C, and D.
5.B. Bus Testing.
If your Applicant seeks FTA funding to acquire a new bus model, the Bus Testing
Certifications in Group 05.B apply to your Applicant, except as FTA determines
otherwise in writing.
On behalf of your Applicant, you certify that:
1. Bus Testing requirements apply to all acquisitions of new buses and new bus models
that require bus testing, and it will comply with:
a. 49 U.S.C. 5318, and
b. FTA regulations, “Bus Testing,” 49 CFR part 665, to the extent these regulations
are consistent with 49 U.S.C. 5318,
2. As required by 49 CFR 665.7, when acquiring the first bus of any new bus model or a
bus model with a major change in components or configuration:
a. It will not spend any Federal funds appropriated under 49 U.S.C. chapter 53 to
acquire that bus until:
(1) That bus has been tested at FTA’s bus testing facility, and
(2) That bus has received a copy of the test report prepared on that new bus
FTA FISCAL YEAR 2014 CERTIFICATIONS AND ASSURANCES
model, and
b. It will not authorize final acceptance of the bus until:
(1) The bus has been tested at FTA’s bus testing facility, and
(2) It has received a copy of the test report prepared on that new bus model,
3. It will ensure that the bus that is tested has met the performance standards consistent
with those regulations, including:
a. Performance standards for:
(1) Maintainability,
(2) Reliability,
(3) Performance (including braking performance),
(4) Structural integrity,
(5) Fuel economy,
(6) Emissions, and
(7) Noise, and
b. Minimum safety performance standards established under 49 U.S.C. 5329, and
4. After FTA has issued regulations authorized by 49 U.S.C. 5318(e)(2), it will ensure
that the bus that is tested has received a passing aggregate test score under the
“Pass/Fail” standard established by regulation.
GROUP 06. DEMAND RESPONSIVE SERVICE.
If your Applicant is a public entity, operates demand responsive service, and seeks FTA
funding to acquire a non-rail vehicle that is not accessible, before FTA may provide
funding for that Project, in addition to other Certifications and Assurances you must
select on your Applicant’s behalf, you must also select the Demand Responsive Service
Certifications in Group 06, except as FTA determines otherwise in writing.
Your Applicant is ultimately responsible for compliance with the Certifications and
Assurances selected on its behalf that apply to its Project, itself, any Subrecipient, or
other Third Party Participant in its Project, except as FTA determines otherwise in
writing. For this reason, we strongly encourage your Applicant to take appropriate
measures, including, but not limited to, obtaining sufficient documentation from each
Subrecipient and other Third Party Participants to assure the validity of the applicable
Certifications and Assurances selected on behalf of your Applicant.
Any provision of the Certifications in Group 06 that does not apply will not be enforced.
As required by U.S. DOT regulations, “Transportation Services for Individuals with
Disabilities (ADA),” 49 CFR part 37, specifically 49 CFR 37.77(d), on behalf of your
Applicant, you certify that:
1. Your Applicant offers public transportation services equivalent in level and quality of
service to:
a. Individuals with disabilities, including individuals who use wheelchairs, and
b. Individuals without disabilities, and
2. Viewed in its entirety, its service for individuals with disabilities is:
FTA FISCAL YEAR 2014 CERTIFICATIONS AND ASSURANCES
